General Investing >> Analyst Interviews >> March 4, 2004

SMALL CAP COMPANIES: JOHN MCGONEGAL – AMERICAN STOCK EXCHANGE

JOHN MCGONEGAL is Vice President of equity sales and issuer services at the American Stock Exchange' functions. He plays an integral role in increasing Amex's presence within the venture capital, investment banking and business communities, while focusing on the acquisition and retention of Amex company listings. Prior to joining Amex in 2002, Mr. McGonegal was at Quick & Reilly for 10 years, where he eventually became branch manager at their largest US branch office network. He was responsible for overseeing the daily operations, compliance and management of the New York Stock Exchange member firm branch office, in addition to the investment activities at 17 other New York Metro Fleet Bank locations. These branches represented over $6 billion in invested customer assets and 50 employees. Mr. McGonegal received a bachelor's degree from the State University of New York at Buffalo. He has his Series 4 (options principal), 7, 8, 63 and 65 licenses. He also holds the CMFC designation from the College of Financial Planning, and is a former NCAA basketball player. He was recently named one of Irish America Magazine's Wall Street 50 for 2003. Profile
TWST: Could we begin with a brief summary of the American Stock

Exchange?

Mr. McGonegal: We are a major exchange. We're a global entity, if you

will, having companies from around the world