Investment Banks and Asset Management

April 01, 2013

Buy ($175)

Topics covered: Private Middle Market Funding, Increase In Investor Risk Tolerance, Fixed Income Bonds, Exchanges Trading Volumes and Cash Flow, Decreased Bank Loan Competition, Consistent BDC Dividend Yield, Capital Flow Into Equities, Asset Growth

Companies covered: Gamco Investors, Inc. (NYSE:GBL), Capital Southwest Corporation (NASDAQ:CSWC), Waddell & Reed Financial, Inc. (NYSE:WDR), T. Rowe Price Group, Inc. (NASDAQ:TROW), Legg Mason, Inc. (NYSE:LM), Janus Capital Group, Inc (NYSE:JNS), Epoch Holding Corporation, BlackRock, Inc. (NYSE:BLK), Franklin Resources, Inc. (NYSE:BEN), Federated Investors, Inc. (NYSE:FII), Eaton Vance Corporation (NYSE:EV), The Blackstone Group L.P. (NYSE:BX), Triangle Capital Corporation (NYSE:TCAP), Greenhill & Co., Inc. (NYSE:GHL), CME Group Inc. (NASDAQ:CME), Wells Fargo & Company (NYSE:WFC), UBS AG (NYSE:UBS), State Street Corporation (NYSE:STT), The Charles Schwab Corporation (NYSE:SCHW), Northern Trust Corporation (NASDAQ:NTRS), Morgan Stanley (NYSE:MS), Invesco Ltd. (NYSE:IVZ), Intercontinental Exchange Inc. (NYSE:ICE), Goldman Sachs Group, Inc. (The) (NYSE:GS), Bank Of New York Mellon Corporation (The) (NYSE:BK), Bank of America Corporation (NYSE:BAC), TD Ameritrade Holding Corporation (NYSE:AMTD), GFI Group Inc. (NYSE:GFIG), Franklin Limited Duration Income Trust (AMEX:FTF)