10.08.07: Brokers & Asset Managers Report
1 roundtable forum, 1 analyst and top management from 7 firms examine brokers & asset managers in this 38 page report from The Wall Street Transcript. Order this Report
  1. Securities Brokerage Roundtable Forum: Richard Bove, Punk Ziegel & Company; Lauren Smith, Keefe, Bruyette & Woods, Inc

  2. Outlook for Asset Managers: Donald (D.J.) Neiman, William Blair & Company

  3. CEO Interviews (average 2,500 words): Top management from 7 sector firms examine the outlook for their firm and sector. Firms interviewed include: Canadian General Investments, Limited, Investors Capital Holdings, Ltd., Saxon Financial Inc., SEAMARK Asset Management Ltd., TD AMERITRADE Holdings Corporation, TradeStation Group, Inc., Wright Express Corporation.

    Topics covered: Mix of revenues, US and non-US - New products - Creation of debt securities - Funding and liquidity outlook - Industry consolidation outlook - Overseas growth – Europe and the Far East - Hedge and private equity funds - Technological improvements - Federal Reserve and interest rate cuts - Investor interest - Stocks to buy - Stocks to sell - High quality companies - Strong management teams - Industry leaders - The retirement market - The separation of alpha and beta - The alternative investments space - M&A activity

    Companies covered: Goldman Sachs (GS), Bear Stearns (BSC), Merrill Lynch (MER), Morgan Stanley (MS), Lehman Brothers (LEH), Affiliated Managers Group (AMG), T. Rowe Price (TROW), Franklin Resources (BEN), Janus Capital Group (JNS), BlackRock (BLK), and Legg Mason (LM).
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